Compliance Officer Resume Sample - Cover Letters and Resume ...

Compliance officers work in a number of settings and in a number of capacities. Their basic role is to ensure smooth and safe working conditions within the environment that they are working for. Here is a sample resume for this position if you are looking for a job in this capacity.

Related: Compliance Officer Cover Letter

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Sample Resume for Compliance Officer?

Sarah Newton
389 Brookside Road, Piscataway, NJ 63511
(999) 999-9009, Email
_______________________________________________________________

OBJECTIVE
Looking for a Compliance Officer position at Fortress utilizing effective communication abilities and sound decision making skills in order to orchestrate smooth and safe work procedures.

KEY QUALIFICATIONS
? Five years of functional knowledge of performing compliance duties
? Highly skilled in recognizing key risks and controls
? Hands on experience in development of review programs and testing strategies governing asset and corporate compliance regulations
? In depth knowledge of managing compliance test program steps

ACHIEVEMENTS
? Introduced a review schedule that works together with other procedures in order to manage risk and monitoring services
? Wrote a paper on Risk Management in Business Practices published in the Wall Street Paper in the June 2012 edition

EXPERIENCE
Jan 2010 ? Present
Nestle Foods, Piscataway, NJ
Compliance Officer
? Develop compliance aides and implement compliance strategies
? Plan and execute compliance monitoring reviews and set up management reporting
? Research, examine, and track developments in state and federal regulations
? Carry out corrective action as required
? Develop policies and procedures for risk management
? Manage assessment and measurement of over-all risks
? Design and construct tests to monitor compliance
? Educate staff on compliance issues and procedures
? Review marketing and advertising materials

Dec 2008 ? Jan 2010
Capital Group Companies ? Los Angeles, CA
Compliance Associate
? Prepared routine authoritarian filings and licensing
? Researched requirements online to ensure all essential documents and procedures are abided by
? Interacted with business groups to get required information

EDUCATION
Concord University, Los Angeles, CA
Bachelors of Science in Finance
Majors:
GPA:

ADDITIONAL SKILLS
? Independent thinking skills
? Strong analytic and organizational skills
? Solid quantitative skills
? Excellent team playing abilities
? Good communication skills

Source: http://coverlettersandresume.com/officer/compliance-officer-resume-sample/

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